监管规程 (1)
Regulatory Rules
第一条 为明确融资租赁公司非现场监管的职责分工,规范非现场监管的程序、内容、方法和报告路径,完善非现场监管报表制度,提升非现场监管质量,依据《融资租赁公司监督管理暂行办法》等有关监管制度,制定本规程。
Article 1: These Rules are formulated in accordance with the Interim Measures for the Regulation and Administration of Financial Leasing Companies and other applicable regulatory rules, in order to clarify the duties of regulatory authorities in the off-site regulation of financial leasing companies, standardize the procedures for and the tasks, practices and reporting channels of off-site regulation, and improve the report system and the quality of off-site regulation.
第二条 本规程所称非现场监管是指地方金融监管部门根据监管需要,通过收集融资租赁公司相关报表数据、经营管理情况和其他内外部资料等信息,对信息进行交叉比对和分析处理,及时作出经营评价和风险预警,并采取相应措施的监管过程。
Article 2: For the purpose of these Rules, off-site regulation refers to the regulation process in which the local financial regulatory authorities collect, cross check, analyze and process the information of financial leasing companies, such as statements, data, conditions of operation and management, and other internal and external information, evaluate their operations, provide early risk warnings, and take corresponding measures, where necessary.